how did the surname and family name of Dufton start, and who were
the first Duftons?
We cannot be sure.
This page records some of the research carried out so far.
It is hoped that this information will be of interest to others in the future
who may want to take the research further.
A list of the documents
used in this research are recorded on the Documents page.
It seems probable that the Robert de Dufton
recorded in the Pipe Rolls of 1176, was one of the very first people to
bear the name Dufton. History would indicate that perhaps his father
was in fact the first Dufton. The tradition of using 'place' surnames
to indicate hereditary land ownership was a Norman invention. First,
the land was acquired, then a son inherited it and began using the prefix
'de', as in de Dufton. Finally when the land and title passed to
his son the surname became a family name.
Robert de Dufton recorded in1176
Due to the remoteness of Cumbria
very little of the area was settled by the Normans until well after 1100.
Hence, the name Dufton was probably first taken at some time between 1100
and 1176. The name does not appear on the surviving pieces of
1130 Pipe Rolls for Westmorland, which narrows the period to when the
name Dufton was first used to between 1130 and 1176.
An important event in English,
and especially Cumbrian history, was the sinking of the White Ship.
On the night of the 25th November 1120, off the coast of France, the White
Ship sank drowning not only Prince William, the future king, but many
of the royal household, including the Earl of Chester. Ranulph de
Mechines, the Lord of Cumbria, became the new Earl of Chester.
King Henry took back control of Cumbria from Ranulph for himself. King
Henry had been greatly concerned by the power exerted by the warlord Ranulph
in Cumbria, and by the local unrest that had plagued his time there.
The Scots were no longer a problem as Henry had a good relationship with
his brother-in law the King of Scotland. The king divided Cumbria
in to various smaller baronies, he tended to favour local Anglo-Saxon
or Norse families as the new land owners in Cumbria. He thought
this would ensure loyalty from the local population, and in those troubled
times he could not afford unrest in the distant north. Records indicate
that Cumbria was not functioning as a proper shire, and was in need of
King Henry travelled to Cumbria in 1130, and much
of his reorganising was completed around this time, the counties of Cumberland
and Westmorland came into being during this period. Various writ
charters of around this time indicate that much of the land and manors around
the village of Dufton had been recently granted to local Anglo-Saxon and
Norse families. Culgaith, just north of Dufton was the property
of Adam FitzSweyne a Saxon lord. Edenhall, Brougham, Kirby Stephen
and Greystoke are all recorded as being in the hands of local lords.
King Henry died in 1135, and Cumbria came under the rule of Scotland. So, history suggests that the name Dufton may have originated at some
time between 1130 and 1135.
Dufton crest of 1174
But who were Robert de Dufton's ancestors?
As yet this still remains rather unclear, but there are various possibilities,
and two of these are worth serious consideration.
some detailed and very impressive research by Professor Richard
Dufton suggests that Robert de Dufton was a descendant of Eldred,
the second Baron of Kendal, and of his son, Ketel FitzEldred the
third Baron of Kendal. William FitzKetel was Ketel's youngest
son, his name and his father's name appear on a grant of land
between 1120 and 1130. It is suggested that around this
time William is given the manor of Dufton. William's son
Nicholas inherits the manor of Dufton and takes the name Nicholas
de Dufton, to establish and demonstrate his possession.
Nicholas's son, Ranulph de Dufton inherits the manor, and is followed
by his son Robert de Dufton born about 1150. This is the
Robert de Dufton that appears on the 1176 Pipe Roll of Westmorland.
chart showing the first Duftons and the start of the House of
Robert de Dufton was fined in 1174 by King HenryII
for not defending Appleby castle.
another possibility is that the Dufton family are in fact a branch of
the Greystoke family. The family of the fictional character
Tarzan. Various documents indicate that the fortunes and misfortunes
of the Dufton family are linked to the Greystokes.
that Lyulf, a Norse chief, was the most visible man among the Cumbrian
lords during the early Anglo-Norman period. He held land in Cumberland,
Yorkshire, Northumberland and Westmorland, and was granted the lordship
of Greystoke by Ranulph de Meschines. His eldest son Phorne was
his successor, he became the second baron of Greystoke, and had all the
lands he inherited confirmed by King Henry in about 1130. Phorne’s
successor was his eldest son Ivo, the third baron of Greystoke, born about
1093. And, it was a William de Greystoke, the ninth baron of Greystoke,
who in about 1235 holds the various manors once held by the Duftons.
Records show that the Westmorland manor of Brampton, the manor next to
the manor of Dufton, was held in the late 1100s by 'fief of Greystoke'
by Ranulph de Brampton a younger son of Ranulph of Greystoke, the grandson
of Ivo de Greystoke. This is the same period when the manor of Dufton
is held by Robert de Dufton. So is the situation at Dufton similar
to that at Brampton where the manor is held by a younger Greystoke son
who has taken the name of his estate? And are Ranulph de Brampton and
Robert de Dufton brothers or cousins, the sons of Greystoke fathers?
Although ownership of most of the land in Anglo-Norman Westmorland is
well documented, it remains unclear exactly what land the Greystokes held
in the county. But, records do show that Ivo de Greystoke's son
did own Knock, Yanwath and Brampton manors all very near Dufton, and which
a few years later would belong to John de Dufton. Also, records
do indicate that at this time Brampton, Dufton, Bolton and Yanwath are
not held separately by the barony of Westmorland but held as tenure by
the family of Greystoke, and that at one time Dufton village was part
of Brampton Manor.
In conclusion, the suggestion being made is that the Dufton family may
stem from a younger son of Ivo de Greystoke, the third baron. Ivo had
four sons, Walter (the forth baron), Robert, Adam and William. The younger
sons would have been given land and manors, one of which may have been
the manor of Dufton.
Or, perhaps more intriguingly from a Greystoke daughter as there are records
of them being given land as a marriage portion. We also know that Edith
de Greystoke, Ivo's daughter, was the mistress of King Henry and the mother
of at least one of his sons!
Greystoke tower of Lyulf still stands above Gowbarrow fell, next
to Aira force overlooking Ullswater, and in the shadow of Helvellyn.
There is a legend, and a poem by William Wordsworth called The Somnambulist,
that tells the story of Emma of Greystoke and her beloved
Sir Eglamore, one of King Arthur's knights. The poem tells
of the events that happened at Lyulf's tower.
The Barons in Cumbria held their lands
and baronies from the king, to whom they were expected to provide
Knight's Service. If the king demanded 4 knights's service from
the baron, then four knights would need to be given land, and
allowed to collect taxes as payment for their service to the baron.
It often occurred that younger males of a baron's family would
serve as his knights, thus the baron's lands would remain within
It seems certain that the Dufton family
are a branch of one of the younger members of an ancient Cumbrian
family. But which one we do not know as yet, it could be
the family of Lyulf of Greystoke, Ketel of Kentdale, Sweyne or
even the Morvilles.
My own best guess.......... for what it's worth,
After many, many hours reading through the various documents
and manuscripts in the National Archive at Kew, Carlisle Castle
record office and Carlisle and Kendal reference libraries is that
the Dufton family stem from the Greystoke family. Possibly, from
one of the younger sons of Ivo de Greystoke.
There are two pieces
of significant information that indicate that during the earliest
of times the manor of Brampton was a fief of the Barony of Greystoke,
and that Dufton was originally part of the manor of Brampton, hence linking
the Duftons to the Greystoke family. (ref...CWAA 1922)
The Medieval Dufton chart records the
early known Duftons, and attempts to link them together.
section of the Family tree of Lady Clifford of Westmorland, recording
the marriage of Thomas de Greystoke and the daughter of Robert de
Thomas held the manor of Dufton after the death of John de Dufton
Research suggests that the Dufton family may descend from the Ranulph
baron of Greystoke shown on the chart.
Mediaeval documents record William de Dufton
applying for a writ in a dispute over land in Appleby in 1198. Also,
Robert de Dufton being summoned for court service in 1199. His son
John de Dufton held in capite, from the crown, the barony
of Dufton which included the manors of Dufton, Knock, Keisley, Brampton,
Bolton and Yanwath all in Westmorland. There is apparently, a state
document of 1173 that describes the arms granted to William de Dufton
son of Ranulph de Dufton. However, the accuracy of the document still
needs to be confirmed. But it does allow us to draw a possible family
tree for these early Duftons.
de Dufton, born about 1130
Robert de Dufton, born about 1150... William
de Dufton, born about 1160
John de Dufton, born about 1180
Rolls, Curiae Regis, Close Rolls, Feets of Fines.
references to possible early Duftons.
|1198 Curiae Regis
||William de Dufton
William de Dufton applied
for a writ against William.....sum Regarding Appleby.
||Robert de Dufton
||Called for jury service
|1199 Curiae Regis
||Robert de Dufton
||Robert de Dufton, spelt Davefton, versus
Thomas de Aresci and Peter de Nevill.
|1206 Curiae Regis
||Peter de Duveton
||Isabella widow of Peter de Duveton
regards land in Duviston. Plea made in
|1232 Curiae Regis
||Henry de Dufton
||Henry de Dufton son of Agnes, wife
of William, son of Guy de Dufton. Plea
made in Warwick.
|1254 Close Rolls
||Nicholas de Dufton
||Nicholas, son of Walter or John, son
of Adam de Dufton.
beware, as some are recorded as Duston, there
is often confusion as the letter s
and the letter f
appear the same in old documents. There were several Duston
families living in Northampton.
But it would be fascinating
to learn a little more about these first Duftons, especially about 'Baron'
John de Dufton.
Perhaps events at the start of the 1200s could be used to draw some
In 1204 King John of England granted the Barony of
Westmorland to Robert de Veteripont, a descendant of the Morville family,
the past barons of Westmorland and landowners in the Eden valley.
In an attempt to raise funds for a war against France to recover his lost
lands, King John had overtaxed his subjects, he also demanded his barons
joined him in France to do battle. In events that lead to the Magna
Carta, the so called 'Northerner' barons rebelled against the king's demands,
and civil war followed. By all accounts Robert de Veteripont
was a ruffian, plunderer and murderer, at a time when the king's hold
over England was being threatened by the rebellious barons, Robert
had remained loyal to his monarch and fought alongside him, and had been
well rewarded. But Robert had a rival claimant to the barony, one
with a much stronger claim, he was Alan, Lord of Galloway the Constable
of Scotland, also a descendant of the Morvilles. In preparation
for the inevitable attack from the Scottish Lord, Robert de Veteripont
began to take defensive measures and spent much of his fortune in the
process. Just a few miles north of Dufton village he built
Brougham castle, where the main road from Scotland crossed the river Eamont
and river Lowther. South of the river the road divides, one branch
leads to Kendal and on to Lancashire, the other along the Eden valley
and over Stainmoor to Yorkshire. John de Dufton held the manor of
Yanwath which is next to Brougham castle and through which runs the Kendal
road, he also held the manors of Bolton and Brampton which straddled the
road over Stainmore.
So, what qualities would the fierce, ruthless warlord Baron of Westmorland
demand from the person responsible for protecting the rear of his castle
from attack by the Scots or the rebellious barons? We can only surmise.
Brougham castle, north of Dufton, defended by John
de Dufton in 1216
Records show that the
most important of the early Duftons was John de Dufton. In 1202
he held, in capite, of the crown the barony of Dufton.
This means he held the barony directly from the king, as the tenant
in chief, and suggests that King John had rewarded him for his services.
In February 1201 King John visited Cumbria to drum up support and
collect money for his war against the French, He stopped at Kirkoswald
and stayed overnight at Merton (Murton) a village next to the village
of Dufton. Later that year he fought the French at the battle of
Mirebeau. One of the barons with him at Mirebeau was Robert de Veteripoint.
Records show that Robert helped the king remount after he had fallen
from his horse during the battle. One of Robert's knights was John
de Dufton, so it seems probable that John was also fighting for
the king at Mirebeau, and was thus rewarded with the barony of Dufton.
Rolls in the Tower of London record that Symon of Pategal, has the names of seventeen 'drengi
of Westmorland' who paid fifty marks each to 'remain and not cross
the seas, at the passage of our Lord the King'. This was in response
to the command by King John for knights to sail with him to fight.
These rolls may indicate if John de Dufton sailed with the king,
and was thus favourably rewarded by the king after the battle with the Barony of Dufton.
The attack came in 1216,
Alan of Galloway was victorious, he overran the Eden Valley, and became
the Baron of Westmorland and Governor of Cumbria for King Alexander of
Scotland. The Scottish king, encouraged by the rebel barons, had
at last brought Cumbria and Northumbria under Scottish control.
And Dufton village was back under the control of Scotland. Support
from the local Cumbrian barons was equally divided between Alan of Galloway,
the new baron of Westmorland and Robert de Veterpoint, the replaced baron.
But King Alexander was eventually bought off with an earldom and marriage
to the English King's sister. Cumbria and Dufton were finally
returned to English control, and Robert de Veteripont returned to
reclaim the Barony of Westmorland.
John de Dufton died before 1235, and the good
fortunes of the Dufton family he left behind were about to decline.
At this time
the Barony of Dufton and the various manors once held by John de
Dufton are given to the daughter of Robert de Veteripont, the wife
of Thomas de Greystoke. We are not sure why, but it may well
be that John de Dufton's barony was not hereditary and thus died
with him. Records also show that Robert de Veteripont was
always eager to increase his power, and bought up most of the manors
and their demesnes around Appleby.
The Westmorland Eyres, which
include the Appleby Assizes of 1253, record an inquest that occurred regarding
a dispute over 200 acres of pastureland near the village of Dufton.
Alan de Dufton and Bernard de Dufton, probably John's sons, along
with William de Greystoke, all landowners, are accused of taking the land
for their own use whilst it belonged to various other villagers.
The court records that the manor of Dufton was held by William de Greystoke's
mother. Another inquest in 1289 confirms that the manor of Dufton belonged
to William de Greystoke, and he had inherited the estate from Lady Leyburn,
the daughter and heir of Robert de Veterpoint the Baron of Westmorland.
This implies that after John de Dufton's death before 1235 the manor and
barony of Dufton were no longer held by the Dufton family, but had been
taken by the Veteripont and Greystoke families. Although, the Duftons
own land in the village that bears their name they no longer enjoy the
benefits of holding the manor. John appears to have left a large family
behind on his death, possibly five sons and a daughter. The eldest
of John's sons was Robert de Dufton, undoubtedly the 'black sheep' of
the family, which may well be another reason that he did not inherit the
manor from his father.
The names of John de Dufton and his son Robert
appear on the Appleby assizes of 1279.
The Appleby Assizes of 1279
record several serious incidents concerning Robert and the Duftons. It
records that John of Knock killed with a sword Robin Bule in Dufton, and
that as William de Dufton did not attend the inquest as required he was
thus suspected of being involved in the crime. The responsibility
of bringing William to the court fell upon Thomas son of Hugh de Dufton,
who was fined 50 pence for William's disappearance. At the same
inquest, Robert son of John de Dufton was accused of stabbing with a knife
and killing Marjery de Brampton, daughter of Beatrice de Brampton in the
village of Brampton. Robert fled and was declared an outlaw in the
county of Westmorland, and his goods seized. Robert was recorded
as living in Cumberland in 1281. The Closed Rolls of 1283 record that
on 22 March, King Edward declared that the sheriff of Westmorland was
to take two bovates of land from Robert, the son of John de Dufton, who
had been an outlaw for felony for more than a year and a day. Records
suggest that Robert may have crossed the border into Scotland and assisted
in the fight against King Edward, 'the Hammer of the Scots'.
Robert's son Humphrey
de Dufton was hanged, a court document of 1292 records the proceedings
in which Humphrey, and other felons who had been hanged or beheaded, were
to have their possessions disposed of. John, the tenth baron of
Greystoke, claimed all of Humphrey's goods. History records that when
King Edward returned from his crusade in the Holy Land, he discovered
tenants in capita and others had considerably diminished his revenue.
He appears to have been extremely severe with his Cumbrian subjects, who
displayed little loyalty to their distant king who was often abroad, of
Norman descent, and spoke French as his first language. The people of
Westmorland had far more in common with their Scottish neighbours, and
family links formed endless chains. In fact many of the Scottish
royal family were descendants of English and French families from the
midlands of England who had acquired land in Scotland and the borders
from the Scottish King David.
However, the manor of Keisley
was to remain in the hands of John's daughter Eleanor de Dufton, she was
to marry into the influential D'Aubeny family, when she wed Robert D'Aubeny,
she died in 1311. Their daughter also an Eleanor, married Nicholas Veteripont,
and remained at Keisley until her death in 1367. Nicholas
was the wealthy lord of Alston Manor and owned all the mines in that region.
Their two daughters, Elizabeth born 1346 and Joan born 1349 both remained
The outlawed Robert de Dufton had other sons, besides Humphrey, there
was a son Nicholas de Dufton who remained at Dufton as a farmer.
Archbishop of York
William de Melton was Archbishop of York between 1316 and 1340,
he was also Lord High Treasurer of England. The archives for York
Minster record that during this time a Master Robert de Dufton
was employed by Archbishop Melton.
The records list an entry, dated 2nd February 1326, that Robert
de Dufton advocate for the court at York, was given 40 shillings
expenses for travelling to Scotland on the Archbishop's business.
This was at a time in history when York and the north of England
were being plundered by Scottish raiders, and the Archbishop had
been tasked by the King Edward to solve the problem. So it would
appear that the Robert de Dufton's mission to Scotland was of
The archives also record that in 1328 Robert de Dufton was the
Archbishop's official at Richmond in north Yorkshire. A section
of the records state.....
Case of the church of Kirkham.
During the vacancy of the archdeaconry of Richmond, in the year
of Our Lord 1328, William de Melton, then archbishop of York,
caused a peremptory edict to be published by his official, Master
Robert de Dufton, and by the dean of Amounderness in the church
aforesaid, the tenor whereof follows:
refer to various letters regarding the tax matters of Kirkham
Richmond is only a day's walk
or ride from the village of Dufton. It would seem possible that Master
Robert de Dufton may well be a grandson of John de Dufton whose family
were still living in the village of Dufton.
The records from York Minster, beside listing Master Robert de
Dufton in the 1320s, also list a Thomas
de Dufton who was a freeman of the city of York in the years between 1340
and 1350. It seems probable that these Duftons are the ancestor
of those many members of the Dufton family that have their origins in
The word barony in Norman
times normally means a land owner, rather than referring to nobility.
The Testa de Neville of 1235 which listed all the barons and nobles of
that time made no record of the name Dufton. This suggests that
even though at one time the Duftons held the barony of Dufton and various
other manors, the family were of a minor status than the ruling nobles,
very much towards the bottom of the nobility league table.
The Lay Subsidy Rolls of 1332,
which records those required to pay a tax, levied by Edward III to boost
his war chest, lists two Duftons. Both are living in the Eden valley,
Thomas de Dufton living in the village of Ousby and another Thomas living
The 1324 Rolls also record
that much of Dufton was set ablaze when it was attacked by the Scots,
the manor house and other capital messauges were destroyed.
There are various Inquisitiones Post Mortems between 1362 and 1377 that
give details of the Dufton family farming in Dufton village at this time.
An inquest at Appleby in 1363 dealt with the issue of rent from the village
of Dufton. One of the issues was that of John de Dufton, son of
Adam de Dufton, son of Nicholas de Dufton, who had a farm of 24 acres
in the village of Dufton. Research indicates that this Nicholas
is probably the son of the outlawed Robert de Dufton. The will of the
rector of Dufton proved 6th November 1366 names Andrew de Dufton and his
brother Adam de Dufton, Andrew is left 4 shillings by the rector.
One of the last records of a mediaeval Cumbrian Dufton found so far is
that of John de Dufton who has moved from Dufton, and in 1381 holds the
manor of Clifton and is in possession of neighbouring land, just a few
miles from Dufton village.
A 1381 deed of land recording
John de Dufton dwelling at Clifton
Of interest is the fact
that Clifton is the site of the last battle to be fought on English
soil when Bonnie Prince Charles skirmished with the Duke of Cumberland
here in 1745, before they met at the 'massacre' of Culloden.
On their retreat from Clifton the rebels took many of the local
land records and manuscripts, which were then lost forever.
Perhaps some of the documents that recorded Dufton family history
were among those taken at the Battle of Clifton.
The National Archive hold an
ancient 15th century deed for dwellings at Belfeld and Butterwicke, both
are locations in Westmorland. The dwellings had been granted to John the
son of Nigel de Dufton. Butterwick is 'deep' in the middle of 'Dufton
territory' between Helton and Bampton, less than 2 miles from Askham,
about 3 miles from Clifton where John Dufton was living in 1381, and 3
miles from Melkinthorpe where William Dufton lived in the early 1500s.
Link to a chart drawn by Robert Dufton
The chart records a Dufton family living in Appleby- in-Westmorland.
However, although the chart is of great
interest the information still needs to be confirmed.
There are no further records
found as yet of the Dufton family living in Westmorland or Cumberland
until a William Dufton, in the early 1500s, is recorded living at Melkinthorpe
which is very close to both Butterwick and Clifton. All the Dufton
families with links to Cumberland, Westmorland, Northumberland and Durham
can trace their family back to this William Dufton in the early part of
There is an intriguing question that now needs to be asked.
Was this William Dufton of Melkinthorpe a descendant of the earlier
If he was it enables us to trace the Duftons back from the present
day to the time of Lyulf, Phorne or Eldred who were mentioned in
the Doomsday Book of 1086.
Or, perhaps this William was a farmer whose family had moved to
Melkingthorpe from the nearby village of Dufton, which can be seen
from Melkingthorpe. And, was he therefore referred to as William
from Dufton to distinguish him from other Williams in the village,
this at a time when the ordinary man was starting to use surnames.
The manorial records for Melkingthorpe and the various land inquests
for Westmorland may well hold the answer.
Dufton Family Website